DFX Intelligence
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Registered advisor
H•••• L• A••••
Feed of 09/14/2026
Also filed as H•••• L• Y••••
At current firm
7 y
since Oct 19, 2018
In the industry
17 y
since Sep 29, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 19, 2018 · Walworth, Wi
- C••••• A•••••• N••••••• L•• formerJul 2, 2012 to Oct 26, 2018 · Walworth, Wi
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Oct 26, 2018, registered Oct 19, 2018 (-7 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address