DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
B••• J••• J•••••
As of · the IAPD feed; also filed as B••• J•••••
- At current firm
- 4 y
- In the industry
- 28 y
- Prior registered firms
- 2
- Signals
- 0
since Jan 26, 2022
As of · the IAPD feed; also filed as B••• J•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 26, 2022 · Bellevue, Wa
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 25, 2006 to Sep 7, 2023 · Seattle, Wa
- T• A••••••••• I••• formerJun 20, 2003 to Oct 14, 2022 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Apr 25, 2006 (-6016 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address