DFX Intelligence
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Registered advisor
D•••• C••••• H•••••
Feed of 09/15/2026
At current firm
13 y
since Aug 26, 2013
In the industry
25 y
since Jun 2, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 26, 2013 · Daytona Beach, Fl
- R•••••• J•••• • A••••••••• I••• national BDAug 25, 2010 to Sep 26, 2012 · Washington, Dc
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 2, 2001 to Jun 4, 2009 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 26, 2012, registered Aug 26, 2013 (334 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••left Jun 4, 2009, registered Aug 25, 2010 (447 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address