DFX Intelligence
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Registered advisor
A••••• P• S•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T••• S••••••••• P• S•••••••
At current firm
2 y
since Jan 31, 2024
In the industry
26 y
since Mar 22, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• K••• W••••• M••••••••• I••• former currentsince Jan 31, 2024 · Fort Wayne, In
- K••••• K••• W••••• M••••••••• I••• formerJan 21, 2022 to Dec 31, 2023 · Fort Wayne, In
- K••••• K••• W••••• M••••••••• I••• formerFeb 1, 2016 to Dec 31, 2021 · Fort Wayne, In
- K••••• K••• W••••• M••••••••• I••• formerMar 17, 2004 to Dec 31, 2015 · Fort Wayne, In
- F•• S••••••••• C••••••••• formerMar 22, 2000 to Mar 31, 2004 · Paulding, Oh
Moves
a registration end followed by a registration begin elsewhere
- F•• S••••••••• C••••••••• to K••••• K••• W••••• M••••••••• I•••left Mar 31, 2004, registered Mar 17, 2004 (-14 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address