DFX Intelligence
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Registered advisor
M•••••• E••••• N•••••
Feed of 09/15/2026
Also filed as M••• N••••••••• E• N••••••••• N•••••
At current firm
11 y
since Apr 22, 2015
In the industry
28 y
since Dec 18, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 22, 2015 · Danville, Vt
- M•• F•••••••• S•••••••• I••• formerNov 13, 2007 to Apr 27, 2015 · Albuquerque, Nm
- C••••• A•••••• N••••••• L•• formerOct 30, 2003 to Oct 22, 2007 · Albuquerque, Nm
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 27, 2015, registered Apr 22, 2015 (-5 days) · Other
- C••••• A•••••• N••••••• L•• to M•• F•••••••• S•••••••• I•••left Oct 22, 2007, registered Nov 13, 2007 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address