DFX Intelligence
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A•• A• H••••••
As of · the IAPD feed
- At current firm
- 21 y
- In the industry
- 26 y
- Prior registered firms
- 1
- Signals
- 0
since Jun 1, 2005
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Jun 1, 2005 · Orlando, Fl
- M••• S••••••••• C••••••••• unclassifiedFeb 13, 2001 to Jun 1, 2005 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••• S••••••••• C••••••••• to E•••••••• A•••••••• L••left Jun 1, 2005, registered Jun 1, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address