DFX Intelligence
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Registered advisor
C••••• C••••• B•••••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedCorpus Christi, Txdual registrantIAPD 2968209
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
14 y
since Jul 5, 2012
In the industry
28 y
since Jan 23, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 5, 2012 · Corpus Christi, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDMay 26, 1998 to Jul 6, 2012 · Corpus Christi, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 6, 2012, registered Jul 5, 2012 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address