DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A••••• K••••• D•••
Feed of 09/14/2026
Also filed as D•• C••••••• B•••••••
At current firm
4 y
since Jan 31, 2022
In the industry
28 y
since Jan 24, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 31, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 27, 2010 to Sep 7, 2023 · Northbrook, Il
- T• A••••••••• I••• formerMay 27, 2010 to Oct 14, 2022 · Northbrook, Il
- C•••••• S••••• • C••• I••• national BDMay 19, 2006 to Mar 19, 2010 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 31, 2022 (-584 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered May 27, 2010 (-4523 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to T• A••••••••• I•••left Mar 19, 2010, registered May 27, 2010 (69 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address