DFX Intelligence
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Registered advisor
R•••• C••••• K•••
Feed of 09/15/2026
Also filed as R••• K•••••• K••••••••• C• K•••
At current firm
6 y
since Apr 14, 2020
In the industry
28 y
since Dec 5, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 14, 2020 · Colfax, Ia
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Apr 16, 2020 · Johnston, Ia
- S••••••• I••••••••• I••• formerFeb 22, 2017 to Nov 2, 2018 · Johnston, Ia
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Apr 16, 2020, registered Apr 14, 2020 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address