DFX Intelligence
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Registered advisor
Y••••• L•• M•••••
Feed of 09/14/2026
Also filed as Y•••• L••
At current firm
18 y
since Aug 21, 2008
In the industry
25 y
since Dec 17, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 21, 2008 · Mansfield, Tx
- W•••••• • R••• formerJan 19, 2001 to Oct 29, 2003 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left Oct 29, 2003, registered Aug 21, 2008 (1758 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address