DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• M•••••• C••••••
Feed of 09/14/2026
At current firm
1 y
since Feb 18, 2025
In the industry
28 y
since Mar 6, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 18, 2025 · Peabody, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 28, 2017 to Feb 20, 2025 · Wellesley Hills, Ma
- U•• F•••••••• S••••••• I••• wirehouseAug 11, 2008 to May 9, 2017 · Rockland, Ma
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Feb 20, 2025, registered Feb 18, 2025 (-2 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 9, 2017, registered Apr 28, 2017 (-11 days) · Wirehouse to wirehouse
Signals
- ••• LockedFeb 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address