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Registered advisor
J••••••• T••••• P••••
Feed of 09/14/2026
Also filed as J••••••• T• P••••••••• P••••
At current firm
17 y
since Mar 24, 2009
In the industry
28 y
since Apr 6, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Mar 24, 2009 · Asheville, Nc
- S••••••• G•••• C•••••• unclassifiedNov 7, 2008 to Mar 16, 2009 · Asheville, Nc
- U•• F•••••••• S••••••• I••• wirehouseNov 29, 2002 to Nov 17, 2008 · Asheville, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 7, 2002 to Nov 12, 2002 · Asheville, Nc
Moves
a registration end followed by a registration begin elsewhere
- S••••••• G•••• C•••••• to O••••••••• • C•• I•••left Mar 16, 2009, registered Mar 24, 2009 (8 days) · Other
- U•• F•••••••• S••••••• I••• to S••••••• G•••• C••••••left Nov 17, 2008, registered Nov 7, 2008 (-10 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Nov 12, 2002, registered Nov 29, 2002 (17 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address