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RIA Intelligence

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Registered advisor

J••• E••••• C••••••••

C•••••• S••••• • C••• I•••national BDReno, Nvdual registrantIAPD 3020696
Feed of 09/14/2026
Also filed as J• C••••••••• E• C••••••••• C••••••••• E••••• C••••••••• C••••••••
At current firm
22 y
since Jan 29, 2004
In the industry
28 y
since May 7, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • A• G• E•••••• • S•••• I••• unclassified
    Dec 7, 2001 to Feb 6, 2003 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
28derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address