DFX Intelligence
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Registered advisor
J•••• D••••• B•••••
Feed of 09/15/2026
Also filed as J•••• D••••• B•••••
At current firm
16 y
since Sep 8, 2010
In the industry
27 y
since Jul 15, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 8, 2010 · Humboldt, Ia
- U••• B•••••• I••••••••• I••• formerJan 10, 2006 to Sep 10, 2010 · Mason City, Ia
- A••••••••• F•••••••• S•••••••• L•• national BDJul 15, 1999 to Apr 3, 2002 · West Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 10, 2010, registered Sep 8, 2010 (-2 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to U••• B•••••• I••••••••• I•••left Apr 3, 2002, registered Jan 10, 2006 (1378 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address