DFX Intelligence
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Registered advisor
R•••••• D•••• M••••••
Feed of 09/14/2026
At current firm
6 y
since Jun 12, 2020
In the industry
28 y
since Jul 2, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 12, 2020 · Woodburn, Or
- O•••• W•••••• I••• BD affiliatedJan 31, 2003 to Jun 17, 2020 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Jun 17, 2020, registered Jun 12, 2020 (-5 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address