DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

R•••••• A•••• C••••••

Registered advisorat A••••••••• F•••••••• S•••••••• L••Dual registrant· New York Mills, Mn IAPD 3046441
At current firm
12 y
since Feb 4, 2014
In the industry
26 y
Prior registered firms
0
Signals
0
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    No dated event on this person.
    Transition signals

    Mobility scoring is not published yet.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    National broker-dealer RIAderived
    Years in industry
    26derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, outside business text, branch street address