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Registered advisor
T•••••• M•••••• M••••
Feed of 09/15/2026
Also filed as T•• M••••
At current firm
10 y
since Aug 24, 2016
In the industry
28 y
since Jul 29, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Aug 24, 2016 · Austin, Tx
- L•• F•••••••• L•• BD affiliatedApr 4, 2012 to Aug 19, 2016 · Ft. Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Aug 19, 2016, registered Aug 24, 2016 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address