DFX Intelligence
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Registered advisor
S••••• C•••••• G•••••••
Feed of 09/14/2026
Also filed as S••••• C• G•••••••
At current firm
17 y
since Aug 18, 2009
In the industry
28 y
since Jun 18, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 18, 2009 · Mokena, Il
- W••••••••• F•••••••• G••••• I••• unclassifiedSep 3, 2004 to Aug 18, 2009 · Burr Ridge, Il
- P•••• S••••••••• L•• no RAUMDec 30, 1998 to Sep 17, 2004 · Tinley Park, Il
Moves
a registration end followed by a registration begin elsewhere
- W••••••••• F•••••••• G••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 18, 2009, registered Aug 18, 2009 (0 days) · Other
- P•••• S••••••••• L•• to W••••••••• F•••••••• G••••• I•••left Sep 17, 2004, registered Sep 3, 2004 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address