DFX Intelligence
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Registered advisor
D•••• P• Y••••
Feed of 09/14/2026
Also filed as D•••• A••••• P••••••••• A•••• Y••••••••• A•••• P••••••••• A•••• P••••••••• A• Y••••
At current firm
13 y
since Sep 6, 2013
In the industry
15 y
since Sep 23, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 6, 2013 · New York, Ny
- R•••••• J•••• • A••••••••• I••• national BDSep 26, 2011 to May 8, 2013 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 8, 2013, registered Sep 6, 2013 (121 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address