DFX Intelligence
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K•••••• B• P•••••
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 5 y
- In the industry
- 25 y
- Prior registered firms
- 2
- Signals
- 0
since Jun 22, 2021
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- P••••• A••••••• L•• independent RIA currentsince Jun 22, 2021 · Hague, Ny
- P••••• I••••••••• L•• unclassifiedAug 28, 2003 to Oct 19, 2007 · Summit, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 20, 2000 to Jul 1, 2003 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- P••••• I••••••••• L•• to P••••• A••••••• L••left Oct 19, 2007, registered Jun 22, 2021 (4995 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••••• I••••••••• L••left Jul 1, 2003, registered Aug 28, 2003 (58 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address