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M•••••• B•••••• K••••
As of · the IAPD feed; also filed as M••• K••••
- At current firm
- 4 y
- In the industry
- 27 y
- Prior registered firms
- 2
- Signals
- 0
since Jan 30, 2022
As of · the IAPD feed; also filed as M••• K••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 30, 2022 · Reston, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 5, 2006 to Sep 7, 2023 · Reston, Va
- T• A••••••••• I••• formerSep 9, 2003 to Oct 14, 2022 · Reston, Va
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 30, 2022 (-585 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered May 5, 2006 (-6006 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address