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Registered advisor

B•••• J•• F••••••

N••••••••• M••••• I••••••••• S•••••••••no RAUMFranklin, Widual registrantIAPD 3084257
Feed of 09/14/2026
At current firm
1 y
since Jan 1, 2025
In the industry
28 y
since Aug 18, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • B••• O•• S••••••••• C••••••••• unclassified
    Aug 20, 2004 to Jan 18, 2005 · Milwaukee, Wi
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
No RAUM reportedderived
Years in industry
28derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address