DFX Intelligence
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Registered advisor
P•••• I••• A•••••••
Feed of 09/14/2026
Also filed as P•••• A•••••••
At current firm
17 y
since May 22, 2009
In the industry
21 y
since Jun 14, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 22, 2009 · Annapolis, Md
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 20, 2006 to May 27, 2009 · Mclean, Va
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left May 27, 2009, registered May 22, 2009 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address