DFX Intelligence
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Registered advisor
M••••••• F••• J••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
19 y
since Feb 23, 2007
In the industry
28 y
since Aug 7, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 23, 2007 · Norco, Ca
- O•••• W•••••• I••• BD affiliatedOct 4, 2000 to May 24, 2007 · La Verne, Ca
- P•••••• P••••••••• unclassifiedMar 29, 1999 to Feb 28, 2007 · La Verne, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left May 24, 2007, registered Feb 23, 2007 (-90 days) · Other
- P•••••• P••••••••• to O•••• W•••••• I•••left Feb 28, 2007, registered Oct 4, 2000 (-2338 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address