DFX Intelligence
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Registered advisor
J•••• D•••• B•••••••
Feed of 09/15/2026
Also filed as J•••• D•••• B••••••••• B••••••••• D•••• B•••••••
At current firm
13 y
since Nov 28, 2012
In the industry
27 y
since Oct 5, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 28, 2012 · Fairfield, Ia
- B••••• H••• L••• C• unclassifiedSep 17, 2002 to Jul 26, 2012 · Las Cruces, Nm
- S•••••• C•••••• M••••••••• I••• unclassifiedSep 10, 2002 to Sep 10, 2002 · Las Cruces, Nm
Moves
a registration end followed by a registration begin elsewhere
- B••••• H••• L••• C• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 26, 2012, registered Nov 28, 2012 (125 days) · Other
- S•••••• C•••••• M••••••••• I••• to B••••• H••• L••• C•left Sep 10, 2002, registered Sep 17, 2002 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address