DFX Intelligence

RIA Intelligence

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Registered advisor

S••••• D••••• H•••

S•••••• N••••••• • C••••••• I•••••••••national BDWaco, Txdual registrantIAPD 3088896
Feed of 09/14/2026
Also filed as S••••• D••••• F••••••••• D••••• R••••••••• D••••• F••••••••• H•••
At current firm
5 y
since Sep 24, 2021
In the industry
28 y
since Sep 1, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profile
title, designations and roles as the firm prints them
Title
Associate Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
28derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address