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Registered advisor
R••• P•••• B••••
Feed of 09/14/2026
Also filed as R••• P• B••••
At current firm
7 y
since Jun 17, 2019
In the industry
26 y
since Aug 11, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jun 17, 2019 · Old Saybrook, Ct
- T• A••••••••• I••• formerFeb 27, 2018 to Jun 14, 2019 · Waterford, Ct
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Jun 14, 2019 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerMar 24, 2017 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Jun 14, 2019, registered Jun 17, 2019 (3 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Jun 14, 2019, registered Jun 17, 2019 (3 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address