DFX Intelligence
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D•••• C••• H••••
As of · the IAPD feed; also filed as D•••• H••••
- At current firm
- 12 y
- In the industry
- 28 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 7, 2014
As of · the IAPD feed; also filed as D•••• H••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 7, 2014 · Edina, Mn
- A••••••••• A•••••• S•••••••• I••• unclassifiedAug 1, 2007 to Jun 4, 2008 · Eden Prairie, Mn
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• A•••••• S•••••••• I••• to C•••••• S••••• • C••• I•••left Jun 4, 2008, registered Jan 7, 2014 (2043 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address