DFX Intelligence
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Registered advisor
W••••• L••• W•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
18 y
since May 19, 2008
In the industry
28 y
since Sep 2, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 19, 2008 · Port St. Joe, Fl
- R•••••• J•••• • A••••••••• I••• national BDApr 27, 2006 to Apr 15, 2008 · Tallahassee, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 5, 2003 to Apr 27, 2006 · Panama City, Fl
- A• G• E•••••• • S•••• I••• unclassifiedOct 11, 1999 to Dec 9, 2003 · Panama City, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Apr 15, 2008, registered May 19, 2008 (34 days) · Other
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••left Apr 27, 2006, registered Apr 27, 2006 (0 days) · Other
- A• G• E•••••• • S•••• I••• to C•••••••• G••••• M•••••• I•••left Dec 9, 2003, registered Dec 5, 2003 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address