DFX Intelligence
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Registered advisor
C••• R••••• G•••••
Feed of 09/14/2026
At current firm
8 y
since Dec 11, 2017
In the industry
23 y
since Aug 13, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Dec 11, 2017 · Fairfield, Ia
- A••••••••• P••••••• I••••••••• A••••••• I•• unclassifiedAug 13, 2003 to Jul 8, 2004 · Los Angeles, Ca
- A••••••••• S••••••••• C•••• unclassifiedAug 13, 2003 to Jul 8, 2004 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• S••••••••• C•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 8, 2004, registered Dec 11, 2017 (4904 days) · Other
- A••••••••• P••••••• I••••••••• A••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 8, 2004, registered Dec 11, 2017 (4904 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address