DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
P••••••• W••••• F•••••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedMarine On St Croix, Mndual registrantIAPD 3117218
Feed of 09/15/2026
Also filed as P•• F••••••••• J••••• F•••••••••
At current firm
12 y
since Jan 17, 2014
In the industry
26 y
since Feb 21, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 17, 2014 · Marine On St Croix, Mn
- R•• C•••••• M••••••• L•• national BDApr 12, 2002 to Mar 5, 2004 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 5, 2004, registered Jan 17, 2014 (3605 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address