N••••••• D••••••••

Feed of 09/14/2026

Also filed as N••• D••••••••

At current firm

19 y

since Feb 7, 2007

In the industry

27 y

since Jan 4, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••• I••••••••• S••••••• C•••• former
Oct 4, 2006 to Feb 21, 2007 · Chicago, Il
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 20, 2004 to Apr 24, 2006 · Bergenfield, Nj
Q•••• • R•••••• I••• unclassified
Apr 16, 2003 to Oct 20, 2004 · Bergenfield, Nj
U•• F•••••••• S••••••• I••• wirehouse
Jun 7, 2002 to Nov 18, 2002 · Paramus, Nj

Moves

a registration end followed by a registration begin elsewhere

C•••• I••••••••• S••••••• C•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 21, 2007, registered Feb 7, 2007 (-14 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to C•••• I••••••••• S••••••• C••••
left Apr 24, 2006, registered Oct 4, 2006 (163 days) · Other
Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to Q•••• • R•••••• I•••
left Nov 18, 2002, registered Apr 16, 2003 (149 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address