DFX Intelligence
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Registered advisor
B••••• D••••• F••••
Feed of 09/14/2026
Also filed as B••••• D••••• L••••••
At current firm
17 y
since Mar 10, 2009
In the industry
19 y
since May 24, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Mar 10, 2009 · Canton, Oh
- B•••••• W••• • C••• I••• unclassifiedMay 30, 2007 to Mar 10, 2009 · Alliance, Oh
Moves
a registration end followed by a registration begin elsewhere
- B•••••• W••• • C••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Mar 10, 2009, registered Mar 10, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address