DFX Intelligence
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Registered advisor
F•••• E••••• B•••••••
Feed of 09/14/2026
Also filed as F•••• E• B•••••••
At current firm
20 y
since Dec 12, 2005
In the industry
32 y
since Jan 1, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Dec 12, 2005 · Jefferson City, Mo
- A•••••• A••••••• S••••••• formerOct 25, 1999 to Aug 24, 2005 · Jefferson City, Mo
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Aug 24, 2005, registered Dec 12, 2005 (110 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address