DFX Intelligence
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Registered advisor
D•••• E•••• R•••••••
Feed of 09/14/2026
Also filed as D•••• E• R••••••••• R•••••••
At current firm
6 y
since Dec 20, 2019
In the industry
27 y
since Feb 18, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 20, 2019 · Paducah, Ky
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Dec 19, 2019 · Murray, Ky
- M••••• K••••• • C••••••• L•• formerApr 18, 2005 to Feb 13, 2013 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Dec 19, 2019, registered Dec 20, 2019 (1 day) · Affiliated broker-dealer or bank to another
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address