DFX Intelligence
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Registered advisor
W•••••• G••••• B•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B••• B•••••••
At current firm
19 y
since May 21, 2007
In the industry
27 y
since Jan 25, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 21, 2007 · Plano, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 13, 2000 to Sep 22, 2005 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 22, 2005, registered May 21, 2007 (606 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address