DFX Intelligence
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Registered advisor
J••••• W•••••• L•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• W•••••• L••••••••• W•••••• L•••••••••
At current firm
3 y
since Jun 29, 2023
In the industry
27 y
since Apr 12, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Chesterfield, Mo
- L•• F•••••••• L•• BD affiliatedOct 31, 2011 to Jun 22, 2017 · St. Louis, Mo
- S••••••••• A•••••• A•••••••• I••• formerMar 2, 2005 to Nov 3, 2011 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDMay 7, 2001 to Feb 28, 2005 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 22, 2017, registered Jun 29, 2023 (2198 days) · Other
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Nov 3, 2011, registered Oct 31, 2011 (-3 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to S••••••••• A•••••• A•••••••• I•••left Feb 28, 2005, registered Mar 2, 2005 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address