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S•••• E••• H•••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Wisconsin Rapids, WiIAPD 3204929
As of · the IAPD feed; also filed as S••••• E••• H•••••
- At current firm
- 9 y
- In the industry
- 27 y
- Prior registered firms
- 2
- Signals
- 0
since May 18, 2017
As of · the IAPD feed; also filed as S••••• E••• H•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 18, 2017 · Wisconsin Rapids, Wi
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to May 22, 2017 · Wisconsin Rapids, Wi
- M•• F•••••••• S•••••••• I••• formerMar 11, 2003 to Mar 25, 2017 · Wisconsin Rapids, Wi
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 22, 2017, registered May 18, 2017 (-4 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address