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R••••• C• K•••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Madison, WiIAPD 3208294
As of · the IAPD feed; also filed as B•• K•••••••
- At current firm
- 16 y
- In the industry
- 26 y
- Prior registered firms
- 2
- Signals
- 0
since Mar 3, 2010
As of · the IAPD feed; also filed as B•• K•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 3, 2010 · Madison, Wi
- N••••••••• M••••• W••••• M••••••••• C•••••• unclassifiedNov 30, 2006 to Apr 30, 2007 · Milwaukee, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 12, 2004 to Mar 4, 2010 · Middleton, Wi
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 4, 2010, registered Mar 3, 2010 (-1 days) · Other
- N••••••••• M••••• W••••• M••••••••• C•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 30, 2007, registered Mar 3, 2010 (1038 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address