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Registered advisor
C•••• G•••••• M•
Feed of 09/15/2026
Also filed as C•••• M••••••••• M••••••••• M•
At current firm
6 y
since Sep 16, 2020
In the industry
27 y
since Nov 1, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Sep 16, 2020 · Pleasanton, Ca
- A•••••• A••••••• S••••••• formerJun 21, 1999 to Dec 20, 2002 · Albany, Ca
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to M•• I•••••••• S•••••••• L••left Dec 20, 2002, registered Sep 16, 2020 (6480 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address