DFX Intelligence
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Registered advisor
C•••••• L••••• S••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••••• L••••• R••••••••• L• R••••
At current firm
2 y
since Jun 14, 2024
In the industry
27 y
since Aug 31, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Owner, CFP™reportedclaudialsachs.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Tallahassee, Fl
- S••••••••• A•••••• A•••••••• I••• formerJun 1, 2020 to Jun 14, 2024 · Tallahassee, Fl
- L•• F•••••••• L•• BD affiliatedDec 5, 2011 to Jun 11, 2020 · Fort Mill, Sc
- P•••• S••••••••• L•• no RAUMApr 16, 2003 to Oct 27, 2011 · Tallahassee, Fl
- M••••• S•••••• D• I••• unclassifiedAug 31, 1999 to Nov 25, 2002 · Tallahassee, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Jun 11, 2020, registered Jun 1, 2020 (-10 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to L•• F•••••••• L••left Oct 27, 2011, registered Dec 5, 2011 (39 days) · Other
- M••••• S•••••• D• I••• to P•••• S••••••••• L••left Nov 25, 2002, registered Apr 16, 2003 (142 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address