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Registered advisor
J••• P• S•••••••
Feed of 09/14/2026
Also filed as J••• P•••• S••••••••• P•••• S•••••••
At current firm
12 y
since Nov 6, 2013
In the industry
26 y
since Aug 8, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 6, 2013 · Melville, Ny
- N••••••••• M••••• I••••••••• S••••••••• no RAUMOct 7, 2011 to Oct 22, 2013 · Florham Park, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 23, 2008 to Sep 2, 2011 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 22, 2013, registered Nov 6, 2013 (15 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Sep 2, 2011, registered Oct 7, 2011 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address