DFX Intelligence
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Registered advisor
C•••• G••••• H•••
Feed of 09/15/2026
At current firm
0 y
since Feb 13, 2026
In the industry
27 y
since Aug 12, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Loves Park, Il
- U••• B•••••• I••••••••• I••• formerNov 16, 2009 to Feb 13, 2026 · Saint Paul, Mn
- A••••• I••••••••• S•••••••• I•• unclassifiedMar 2, 2009 to Nov 18, 2009 · Belvidere, Il
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- A••••• I••••••••• S•••••••• I•• to U••• B•••••• I••••••••• I•••left Nov 18, 2009, registered Nov 16, 2009 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address