DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• A••••• C•••••
Feed of 09/14/2026
Also filed as M••• C•••••
At current firm
15 y
since Mar 18, 2011
In the industry
26 y
since Oct 1, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 18, 2011 · Woodstock, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 20, 2005 to Mar 22, 2011 · Deer Park, Il
- A•••••• A••••••• S••••••• formerAug 7, 2000 to Dec 13, 2004 · Crystal Lake, Il
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Mar 22, 2011, registered Mar 18, 2011 (-4 days) · Other
- A•••••• A••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 13, 2004, registered Jan 20, 2005 (38 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address