DFX Intelligence
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Registered advisor
D•••• B••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Mar 5, 2024
In the industry
27 y
since Aug 26, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 5, 2024 · Orlando, Fl
- E•••••••• A•••••••• L•• national BDMar 26, 2003 to Mar 6, 2024 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 6, 2024, registered Mar 5, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedMar 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address