DFX Intelligence
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Registered advisor
S•••• J•••• O•••••
Feed of 09/14/2026
At current firm
19 y
since Jul 13, 2007
In the industry
25 y
since Nov 9, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jul 13, 2007 · Philadelphia, Pa
- U•• F•••••••• S••••••• I••• wirehouseJul 11, 2003 to Jun 26, 2007 · Philadelphia, Pa
- M••••• S•••••• D• I••• unclassifiedMay 14, 2002 to Jan 10, 2003 · Fairfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Jun 26, 2007, registered Jul 13, 2007 (17 days) · Other
- M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••left Jan 10, 2003, registered Jul 11, 2003 (182 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address