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Registered advisor
R•••••• J••• P•••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedOklahoma City, Okdual registrantIAPD 366055
Feed of 09/14/2026
At current firm
6 y
since Aug 31, 2020
In the industry
55 y
since Jun 1, 1971 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 31, 2020 · Oklahoma City, Ok
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Sep 2, 2020 · Oklahoma City, Ok
- S••••••• I••••••••• I••• formerJan 11, 2000 to Nov 2, 2018 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 2, 2020, registered Aug 31, 2020 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 55derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address