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Registered advisor
T••• M••••••• C••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedCouncil Bluffs, Iadual registrantIAPD 4015078
Feed of 09/14/2026
At current firm
12 y
since Mar 17, 2014
In the industry
26 y
since Oct 7, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 17, 2014 · Council Bluffs, Ia
- S••••••••• A•••••• A•••••••• I••• formerJan 3, 2008 to Mar 25, 2014 · Council Bluffs, Ia
- S••••••• C••••••• L•• unclassifiedOct 31, 2003 to Dec 20, 2007 · Omaha, Ne
- A••••••••• F•••••••• S•••••••• L•• national BDNov 4, 1999 to Sep 4, 2002 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 25, 2014, registered Mar 17, 2014 (-8 days) · Other
- S••••••• C••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Dec 20, 2007, registered Jan 3, 2008 (14 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S••••••• C••••••• L••left Sep 4, 2002, registered Oct 31, 2003 (422 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address