DFX Intelligence
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Registered advisor
R•••••• C•••••• V••••
Feed of 09/15/2026
Also filed as R••• V••••
At current firm
1 y
since Sep 3, 2025
In the industry
26 y
since Dec 21, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 3, 2025 · Roswell, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 5, 2025 to Jun 30, 2025 · Roswell, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 7, 2002 to Apr 24, 2015 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 30, 2025, registered Sep 3, 2025 (65 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Apr 24, 2015, registered Feb 5, 2025 (3575 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedJun 30, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address