DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• D••••
Feed of 09/14/2026
Also filed as J••••• M•••••• D••••
At current firm
1 y
since Jan 16, 2025
In the industry
26 y
since Oct 6, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 16, 2025 · Fort Mill, Sc
- S••••••••• A•••••• A•••••••• I••• formerMar 6, 2013 to Jun 20, 2014 · La Vista, Ne
- S••••••••• A•••••• A•••••••• I••• formerSep 26, 2011 to Apr 18, 2012 · La Vista, Ne
- Q•• F•••••••• L•• unclassifiedJun 16, 2006 to Feb 11, 2011 · Omaha, Ne
- S••••••••• A•••••• A•••••••• I••• formerMay 12, 2003 to Oct 29, 2004 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Jun 20, 2014, registered Jan 16, 2025 (3863 days) · Other
- Q•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Feb 11, 2011, registered Sep 26, 2011 (227 days) · Other
- S••••••••• A•••••• A•••••••• I••• to Q•• F•••••••• L••left Oct 29, 2004, registered Jun 16, 2006 (595 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address